Jorge Bravo
Jorge Bravo is a CFP-designated registered investment advisor at Npa Asset Management, LLC, based in San Juan, PR, with 36 years of industry experience. Jorge operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,855 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NPA Asset Management offers several investment management programs:
- Advisor Managed Account Program: Advisors assist clients in developing custom portfolios with various securities. Maximum annual fee is 3% of the account value, negotiable.
- MA Direct Account Program: Advisors help clients select third-party money managers. Maximum annual fee is 3% of the account value, negotiable.
- MA Custom AdvisorFlex Program: Clients choose from model portfolios managed by Lockwood Advisors. Maximum annual fee is 3% of the account value, negotiable.
Fees are payable in advance and are based on the account balance. Clients may also incur transaction charges and other fees. All fees are negotiable.
Location
Montehiedra Office Centre, 9615 Los Romero Ave, Ste 511, San Juan, PR, 00926
Get directionsHistory
Regulatory History (27)
Customer Dispute
March 2021Customer Dispute
October 2019Customer Dispute
October 2019Customer Dispute
August 2019Customer Dispute
May 2019Customer Dispute
April 2019Customer Dispute
October 2018Customer Dispute
September 2018Customer Dispute
June 2018Regulatory
June 2018Customer Dispute
December 2017Customer Dispute
September 2017Customer Dispute
June 2017Customer Dispute
June 2017Customer Dispute
November 2016Customer Dispute
November 2016Customer Dispute
April 2016Customer Dispute
November 2015Customer Dispute
October 2015Customer Dispute
October 2015Customer Dispute
September 2015Customer Dispute
September 2015Customer Dispute
September 2015Customer Dispute
June 2015Customer Dispute
October 2014Customer Dispute
July 2011Customer Dispute
February 2003Other Business ActivitiesSells Insurance
Jorge is an independent insurance agent through various agencies. He also serves as an expert witness in a federal case regarding unregistered securities, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Npa Asset Management, LLC
Nationwide Planning Associates INC.Broker
Previous Registrations
Npa Asset Management, LLC
Aegis Capital CORP.
Aegis Capital CORP.Broker
UBS Financial Services INC.Broker
UBS Financial Services Incorporated of Puerto RicoBroker
Bbva Securities of Puerto Rico, INC.Broker
Santander SecuritiesBroker
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
Washington Square Securities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.