Patricia Haley
Patricia Haley is a registered investment advisor at Morgan Stanley, based in Indianapolis, IN, with 26 years of industry experience. Patricia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
800 East 96th Street, Suite 400, Indianapolis, IN, 46240
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Regulatory History (1)
Employment Separation After Allegations
February 2019Other Business Activities
Patricia owns Ph Designs, where she designs and makes beaded jewelry, spending a few hours per week on this activity. She is also a consultant for Arbonne, a skin care and nutrition company, dedicating a few hours per week.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Banc One Securities Corporation
Banc One Securities CorporationBroker
Mcdonald Investments INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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