PH
PH
Patricia Haley
26 Years of Experience
Indianapolis, IN
1 DisclosureBroker
Patricia Haley is a registered investment advisor at Morgan Stanley, based in Indianapolis, IN, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
800 East 96th Street, Suite 400, Indianapolis, IN, 46240
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
February 2019Other Business Activities
Patricia owns Ph Designs, where she designs and makes beaded jewelry, spending a few hours per week on this activity. She is also a consultant for Arbonne, a skin care and nutrition company, dedicating a few hours per week.
Employment History
Current Registrations
Morgan Stanley
November 2019 - Present · 6 yrs 6 mos
Morgan StanleyBroker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Fifth Third Securities, INC.
March 2008 - February 2019 · 10 yrs 11 mos
Fifth Third Securities, INC.Broker
July 2004 - February 2019 · 14 yrs 7 mos
Banc One Securities Corporation
July 2001 - June 2004 · 2 yrs 11 mos
Banc One Securities CorporationBroker
July 1999 - June 2004 · 4 yrs 11 mos
Mcdonald Investments INC.Broker
January 1999 - June 1999 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.