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James Reyes
17 Years of Experience
San Marcos, CA
2 DisclosuresSells Insurance
James Reyes is a registered investment advisor at Allen James Financial LLC, based in San Marcos, CA, with 17 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.75% |
| $1M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
San Marcos, CA
Get directionsHistory
Regulatory History (2)
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Regulatory
January 2001Final
Criminal
December 1983Final Disposition
Other Business ActivitiesSells Insurance
James is the owner and insurance agent for Allen James Financial & Insurance Services since 1985, spending about 10-20% of his time on this business. He sells insurance products and services, including fixed indexed insurance contracts.
Employment History
Current Registrations
Allen James Financial LLC
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
First Advisors National, LLC
October 2020 - January 2022 · 1 yr 3 mos
Jcg Investments, LLC
May 2017 - December 2020 · 3 yrs 7 mos
Crossroads Capital Management, INC.
July 2010 - November 2016 · 6 yrs 4 mos
Horter Investment Management, LLC
May 2008 - April 2010 · 1 yr 11 mos
Capstone InvestmentsBroker
September 1997 - December 1997 · 3 mos
First Allied Securities, INC.Broker
April 1997 - July 1997 · 3 mos
Linsco/private Ledger CORP.Broker
January 1997 - March 1997 · 2 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.