AE
AE
Alan Eisenstein
29 Years of Experience
Cedar Knolls, NJ
1 DisclosureBrokerSells Insurance
Alan Eisenstein is a registered investment advisor, based in Cedar Knolls, NJ, with 29 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold.
Location
7 Ridgedale Ave, Suite 203, Cedar Knolls, NJ, 07927
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2021Denied
Other Business ActivitiesSells Insurance
Alan is involved in several businesses, primarily focused on selling various types of insurance, including life, health, long-term care, and disability insurance. He also has a partnership, Eisenstein & Brenner, offering financial services and fixed annuities, dedicating a significant amount of time to these activities.
Employment History
Current Registrations
Spc
January 2025 - Present · 1 yr 9 mos
Parkland Securities, LLCBroker
January 2025 - Present · 1 yr 9 mos
Previous Registrations
Ic Advisory Services, INC.
July 2016 - January 2025 · 8 yrs 6 mos
The Investment Center, INC.Broker
December 2012 - January 2025 · 12 yrs 1 mo
Prime Capital Services, INC.Broker
December 2002 - December 2012 · 10 yrs
Park Avenue Securities LLCBroker
May 1999 - December 2002 · 3 yrs 7 mos
Guardian Investor Services CorporationBroker
February 1997 - May 1999 · 2 yrs 3 mos
State Registrations19 states
AZCACOCTFLMAMDMINCNJNVNYOHPASCTNTXVTWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Pasquale Recupido, CFPNew Horizons Wealth Management
- Dallas Herold, CFPEdward Jones
- Steven Melchiorri, ChFC
- Joseph Okaly, CFPNew Horizons Wealth Management
- Alec Sciarra, CFPPNC Wealth Management
- Francis Noonan, ChFCPersonal Financial Specialists