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George Gillen

29 Years of Experience
Bristol, VA
1 DisclosureBroker

George Gillen is a registered investment advisor at Wells Fargo Advisors, based in Bristol, VA, with 29 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1700 Euclid Ave, Bristol, VA, 24201

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2007
Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
January 2016 - Present · 10 yrs 9 mos
Wells Fargo Advisors
January 2016 - Present · 10 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, INC.
October 2009 - January 2016 · 6 yrs 3 mos
Ameriprise Financial Services, INC.Broker
October 2009 - January 2016 · 6 yrs 3 mos
Ameriprise Advisor Services, INC.Broker
May 2007 - October 2009 · 2 yrs 5 mos
Ameriprise Advisor Services, INC.
May 2007 - October 2009 · 2 yrs 5 mos
UBS Financial Services INC.
January 2004 - May 2007 · 3 yrs 4 mos
UBS Financial Services INC.Broker
July 2000 - May 2007 · 6 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1997 - August 2000 · 3 yrs 6 mos
State Registrations21 states
ALCACTFLGAKSMDNCNJNVNYOHPARISCTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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