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Anthony Hosfeld

Osaic Advisory Services, LLC
22 Years of Experience
Sandusky, OH
6 Disclosures
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Anthony Hosfeld is a registered investment advisor at Osaic Advisory Services, LLC, based in Sandusky, OH, with 22 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 7 more. Their firm serves 29,898 clients with $15B in assets under management.

Osaic Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
350 advisors
Number of Clients
29,898 clients
Average Client Portfolio
$518K average
Assets Under Management
$15.5B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiated between the advisor and the client. The maximum annual fee allowed is 2.50%. Fees can be billed as flat, linear, or tiered rates.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2211 Columbus Ave, Sandusky, OH, 44870

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2019
Pending
Judgment / Lien
June 2018
Customer Dispute
May 2016
Settled
Customer Dispute
September 2006
Closed-No Action
Criminal
August 1980
Final Disposition
Criminal
April 1972
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Anthony is the owner of William and Wade Wealth, LLC, working as an investment advisor, dedicating about a quarter of his time. He also works as an investment advisor for Advocacy Wealth Management, spending about 10-20% of his time there.

Employment History
Current Registrations
Osaic Advisory Services, LLC
November 2019 - Present · 6 yrs 11 mos
Previous Registrations
Advocacy Wealth Management, LLC
March 2012 - December 2019 · 7 yrs 9 mos
Certus Investment Advisors, LLC
November 2011 - December 2014 · 3 yrs 1 mo
Sage Capital Holdings, LLC
March 2011 - November 2013 · 2 yrs 8 mos
Sage Southeastern Securities, INC.
June 2010 - March 2011 · 9 mos
First Legacy Securities, LLC
November 2007 - April 2010 · 2 yrs 5 mos
Ftb Advisors, INC.
January 2006 - November 2007 · 1 yr 10 mos
Wachovia Securities, LLC
April 2003 - December 2005 · 2 yrs 8 mos
State Registrations13 states
CACOFLGAKSMINMOHOKSCUTWAWV
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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