James Nunez is a registered investment advisor at Agora Investments, based in Dayton, OH, with 22 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 60 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 2.00% |
| $750K - $1.0M | 1.75% |
| $1.0M - $1.5M | 1.50% |
| $1.5M - $2.0M | 1.25% |
| $2M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Location
5 N. Williams Street, Dayton, OH, 45402
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James owns a Texas Beef and Cattle Company. He spends minimal time on this activity.
Employment History
Current Registrations
Agora Investments
Previous Registrations
J. W. Cole Advisors, INC.
Global Financial Private Capital, LLC
Redhawk Wealth Advisors, INC.
Founders Financial Securities, LLC
Brokersxpress LLC
Westminster Financial Advisory CORP
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.