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Christopher Adam Toro

A.G.P / Alliance Global Partners
28 Years of Experience
1 DisclosureBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
A.G.P / Alliance Global Partners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
123 advisors
Number of Clients
5,849 clients
Average Client Portfolio
$289K average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only

Location

40 Wall Street, New York, NY, 10005

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
A.G.P / Alliance Global Partners
May 2025 - Present · 9 mos
A.G.P. / Alliance Global Partners
May 2025 - Present · 9 mos
A.G.P. / Alliance Global PartnersBroker
May 2025 - Present · 9 mos
Previous Registrations
Joseph Gunnar & CO., LLC
March 2016 - May 2025 · 9 yrs 2 mos
Joseph Gunnar & CO. LLCBroker
August 2014 - May 2025 · 10 yrs 9 mos
Joseph Gunnar & CO., LLC
August 2014 - June 2015 · 10 mos
National Asset Management, INC.
September 2010 - August 2014 · 3 yrs 11 mos
National Securities CorporationBroker
March 2004 - August 2014 · 10 yrs 5 mos
First Montauk Securities CORP.Broker
November 2000 - March 2004 · 3 yrs 4 mos
Coleman & Company Securities, INC.Broker
June 1999 - November 2000 · 1 yr 5 mos
R.D. White & CO., INC.Broker
May 1998 - June 1999 · 1 yr 1 mo
Briarwood Investment CounselBroker
June 1997 - March 1998 · 9 mos
Lt Lawrence & CO., INC.Broker
February 1997 - April 1997 · 2 mos
State Registrations16 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.