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Aaron Foley

Santander Securities
28 Years of Experience
Hanover, MA
1 DisclosureBroker
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Aaron Foley is a registered investment advisor at Santander Securities, based in Hanover, MA, with 28 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 11,124 clients with $3.1B in assets under management.

Santander Securities
Compensation
Fee-Only (% of Portfolio)
Firm Size
157 advisors
Number of Clients
11,124 clients
Average Client Portfolio
$282K average
Assets Under Management
$3.1B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $50K1.30%
$50K - $250K1.30%
$250K - $500K1.25%
$500K - $1000K1.20%
$1.0M - $2.0M1.15%
$2.0M - $3.0M1.10%
$3.0M - $5.0M1.08%
$5.0M - $10.0M1.03%
$10M+0.94%

Rates shown are the primary Fund Strategist Programs Standard Rate schedule. Other programs such as Separately Managed Accounts and Unified Managed Accounts have separate fee schedules ranging from 0.70% to 1.40%. Fees may be negotiated on a case-by-case basis. Manager fees (0.15% to 1.00%) are charged separately.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Hanover, MA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2012
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Santander Securities
November 2019 - Present · 6 yrs 11 mos
Santander Securities LLCBroker
November 2019 - Present · 6 yrs 11 mos
Santander Securities LLC
November 2019 - Present · 6 yrs 11 mos
Previous Registrations
Citizens Securities, INC.
March 2017 - October 2019 · 2 yrs 7 mos
Citizens Securities, INC.Broker
September 2015 - October 2019 · 4 yrs 1 mo
Moors & Cabot, INC.Broker
November 2009 - September 2015 · 5 yrs 10 mos
Jesup & Lamont Securities CORPBroker
December 2007 - December 2009 · 2 yrs
Oppenheimer & CO. INC.Broker
October 2003 - December 2007 · 4 yrs 2 mos
UBS Financial Services INC.Broker
July 1999 - November 2003 · 4 yrs 4 mos
Gruntal & CO., L.L.C.Broker
May 1997 - July 1999 · 2 yrs 2 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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