Sean Brown is a registered investment advisor at LPL Financial LLC, based in Dallas, TX, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
17304 Preston Rd Ste 600, Dallas, TX, 75252
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2010Customer Dispute
July 2004Customer Dispute
February 2003Criminal
July 1985Other Business Activities
Sean is involved with Brown Family Farm LLC, a business entity for tax/investment purposes since December 2022. He also has a real estate rental business through Brown Family Farm LLC in Broken Bow, Oklahoma, dedicating a few hours per week to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ids Life Insurance CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.