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Lance Tacquard

LPL Financial LLC
26 Years of Experience
Fountain Hills, AZ
1 DisclosureBroker
View SEC Summary
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Lance Tacquard is a registered investment advisor at LPL Financial LLC, based in Fountain Hills, AZ, with 26 years of industry experience. Lance is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Fountain Hills, AZ

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2024
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
January 2025 - Present · 1 yr 9 mos
LPL Financial LLCBroker
January 2025 - Present · 1 yr 9 mos
LPL Financial LLC
January 2025 - Present · 1 yr 9 mos
Previous Registrations
Allstate Financial Advisors, LLC
June 2024 - December 2024 · 6 mos
Allstate Financial Services, LLCBroker
May 2024 - December 2024 · 7 mos
Edelman Financial Engines
July 2022 - April 2024 · 1 yr 9 mos
TD Ameritrade, INC.
July 2010 - October 2021 · 11 yrs 3 mos
TD Ameritrade, INC.Broker
July 2010 - October 2021 · 11 yrs 3 mos
TD Ameritrade Investment Management, LLC
July 2010 - August 2017 · 7 yrs 1 mo
Northwestern Mutual Investment Services,llc
March 2010 - June 2010 · 3 mos
Northwestern Mutual Investment Services, LLCBroker
February 2010 - June 2010 · 4 mos
Chase Investment Services CORP.
June 2008 - January 2010 · 1 yr 7 mos
Chase Investment Services CORP.Broker
June 2008 - January 2010 · 1 yr 7 mos
USAA Financial Advisors, INC.Broker
November 2007 - March 2008 · 4 mos
Allstate Financial Services, LLCBroker
September 2004 - March 2007 · 2 yrs 6 mos
TD Waterhouse Investor Services, INC.
September 2003 - March 2004 · 6 mos
TD Waterhouse Investor Services, INC.Broker
March 1998 - March 2004 · 6 yrs
Ids Life Insurance CompanyBroker
March 1997 - October 1997 · 7 mos
American Express Financial Advisors INC.Broker
March 1997 - October 1997 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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