DS
DS

Daniel Silva

25 Years of Experience
St Cloud, MN
1 DisclosureBroker

Daniel Silva is a registered investment advisor at Cetera Investment Advisers LLC, based in St Cloud, MN, with 25 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

400 1st St S Ste 300, St Cloud, MN, 56301

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2017
Final
Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2018 - Present · 7 yrs 6 mos
Cetera Investment Services LLCBroker
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Pruco Securities, LLC.Broker
September 2016 - December 2017 · 1 yr 3 mos
Next Financial Group, INC.Broker
September 2014 - September 2015 · 1 yr
Metlife Securities INC.Broker
July 2014 - August 2014 · 1 mo
Investment Professionals, INC.Broker
August 2013 - May 2014 · 9 mos
H.D. Vest Investment ServicesBroker
October 2011 - September 2012 · 11 mos
1st Global Capital CORP.Broker
April 2011 - July 2011 · 3 mos
Esposito Securities, LLCBroker
December 2009 - January 2011 · 1 yr 1 mo
Instinet, LLCBroker
June 2006 - April 2009 · 2 yrs 10 mos
Instinet, LLCBroker
September 2005 - June 2006 · 9 mos
Idb Capital CORP.Broker
May 2001 - September 2005 · 4 yrs 4 mos
Dresdner Kleinwort Wasserstein Securities LLCBroker
July 1997 - May 2001 · 3 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Daniel Silva - Financial Advisor | TrueAdvisor