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Daniel Gallogly

Cetera Investment Advisers LLC
26 Years of Experience
St Cloud, MN
1 DisclosureBroker
View SEC Summary
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Daniel Gallogly is a registered investment advisor at Cetera Investment Advisers LLC, based in St Cloud, MN, with 26 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

400 1st Street So Ste 300, St Cloud, MN, 56301

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History

Regulatory History (1)
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Customer Dispute
April 2008
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2022 - Present · 4 yrs 5 mos
Cetera Investment Services LLC
March 2022 - Present · 4 yrs 7 mos
Cetera Investment Services LLCBroker
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
Principal Funds Distributor, INC.Broker
November 2009 - April 2015 · 5 yrs 5 mos
Principal Securities, INC.Broker
September 2008 - October 2021 · 13 yrs 1 mo
U.S. Bancorp Investments, INC.
June 2008 - June 2008 · 0 mos
U.S. Bancorp Investments, INC.Broker
June 2007 - June 2008 · 1 yr
Transamerica Capital, INC.Broker
March 2004 - June 2007 · 3 yrs 3 mos
Intersecurities, INC.Broker
May 1999 - March 2004 · 4 yrs 10 mos
State Registrations51 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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