NK
NK
Nichole Kircher
24 Years of Experience
St Cloud, MN
6 DisclosuresBroker
Nichole Kircher is a registered investment advisor at Cetera Investment Advisers LLC, based in St Cloud, MN, with 24 years of industry experience. Nichole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
400 1st St S Ste 300, St Cloud, MN, 56301
Get directionsHistory
Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
March 2021Judgment / Lien
November 2011Judgment / Lien
July 2011Judgment / Lien
September 2010Judgment / Lien
July 2010Judgment / Lien
April 2010Other Business Activities
Nichole is involved in network marketing of health and wellness products through LSAGENIX International. She spends a few hours per week on this activity, earning $25 per member plus a percentage of orders.
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 8 mos
Cetera Financial Specialists LLCBroker
January 2014 - Present · 12 yrs 8 mos
Cetera Investment Services LLCBroker
November 2004 - Present · 21 yrs 10 mos
Previous Registrations
Cetera Advisors LLCBroker
November 2013 - October 2019 · 5 yrs 11 mos
Cetera Advisor Networks LLCBroker
November 2013 - October 2019 · 5 yrs 11 mos
Cetera Investment Services LLC
October 2011 - January 2014 · 2 yrs 3 mos
Guaranty Brokerage Services, INC.Broker
April 2005 - December 2010 · 5 yrs 8 mos
Bancnorth Investment Group, INC.Broker
April 2005 - November 2009 · 4 yrs 7 mos
C.R.I. Securities, INC.Broker
November 2001 - November 2004 · 3 yrs
Securian Financial Services, INC.Broker
October 2001 - November 2004 · 3 yrs 1 mo
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.