John Gray is a registered investment advisor at LPL Financial LLC, based in Birmingham, AL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2153 Riverchase Office Rd, Birmingham, AL, 35244
Get directionsHistory
Regulatory History (4)
Customer Dispute
June 2012Regulatory
November 2004Customer Dispute
January 2002Regulatory
April 1998Other Business Activities
John has a business entity, Cedar Advisory, Inc., established in 2003 for tax/investment purposes, but it is not investment related. He also uses Driskell Gray, Inc. as a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Investacorp, INC.Broker
Investacorp Advisory Services INC
Next Financial Group, INC.
Next Financial Group, INC.Broker
Cahaba Advisory, INC.
Royal Alliance Associates, INC.Broker
Aura Financial Services, INC.Broker
Dean Witter Reynolds INC.Broker
Pruco Securities CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.