James Veale
James Veale is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Charlotte, NC, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
201 S Tryon St, Charlotte, NC, 28202
Get directionsHistory
Regulatory History (2)
Financial
December 2025Employment Separation After Allegations
May 2020Other Business Activities
James owns Alexander Operations, LLC, a holding company, and K5 Customs, LLC, a truck sales and remodeling business. He spends minimal time on these activities as both LLCs are either closing out or not in use.
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
U.S. Bancorp Advisors, LLCBroker
Previous Registrations
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Esi Financial Advisors
Equity Services, INC.Broker
Bb&t Securities, LLC
Bb&t Securities, LLCBroker
Bb&t Investment Services, INC.
Bb&t Investment Services, INC.Broker
Wells Fargo Advisors, LLCBroker
First Union Brokerage Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.