DB
DB
Daniel Baldwin
29 Years of Experience
Walnut Creek, CA
1 DisclosureBroker
Daniel Baldwin is a registered investment advisor at Morgan Stanley, based in Walnut Creek, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1333 North California Boulevard, Suite 133, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2001Settled
Other Business Activities
Daniel is a board member and officer of the JV Bubby Baldwin Service and Conservation Foundation, a veteran organization, since October 2022. He spends minimal time on accounting, business development, and investment-related activities for the foundation.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
UBS Financial Services INC.
July 1997 - January 2009 · 11 yrs 6 mos
UBS Financial Services INC.Broker
March 1997 - January 2009 · 11 yrs 10 mos
State Registrations40 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.