Mark Oliver is a registered investment advisor at Oliver Capital Management, based in Seattle, WA, with 25 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 524 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.60% |
| $5M+ | 0.40% |
Households that do not meet the $500,000 published account minimum are subject to an additional 0.25% per year management fee.
Fee Estimator
Location
601 Union Street, Suite 3010, Seattle, WA, 98101-4036
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2002Customer Dispute
August 2002Customer Dispute
July 2000Employment History
Current Registrations
Oliver Capital Management
Previous Registrations
Wachovia Securities, LLC
Prudential Securities Incorporated
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.