Roger Kiger is a CFP-designated registered investment advisor at LPL Financial LLC, based in Knoxville, TN, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
620 Mabry Hood Rd, Suite 301, Knoxville, TN, 37932
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Regulatory History (1)
Customer Dispute
December 2008Other Business Activities
Roger is involved in several business activities, including DBAs for his LPL business, Smart-RIA (business owner), real estate rental, Mocha Properties LLC, Marina Management LLC, and Visionary Horizons LLC. He dedicates a significant amount of time to Visionary Horizons, Visionary Horizons Wealth Management, and related activities, ranging from about half to nearly full-time.
Employment History
Current Registrations
LPL Financial LLCBroker
Visionary Horizons, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Amsouth Investment Services, INC.Broker
Invest Financial CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.