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Tae Ho

28 Years of Experience
1 DisclosureBroker

Tae Ho is a registered investment advisor, based in Thousand Oaks, CA, with 28 years of industry experience.

Location

275 E. Hillcrest Drive-Suite 225, Thousand Oaks, CA, 91360-8241

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2008
Settled
Employment History
Current Registrations
Tcfg Wealth Management, LLC
March 2026 - Present · 1 mo
Tcfg Wealth Management, LLCBroker
March 2026 - Present · 1 mo
Gold Coast Securities, INC.
January 2003 - Present · 23 yrs 3 mos
Previous Registrations
Gold Coast Securities, INC.Broker
May 2001 - February 2026 · 24 yrs 9 mos
National Planning CorporationBroker
August 1999 - June 2001 · 1 yr 10 mos
Select Capital CorporationBroker
March 1997 - July 1999 · 2 yrs 4 mos
State Registrations2 states
CAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.