MP
CFA
MP
CFA

Marc Prisco

11 Years of Experience
Littleton, NH
Broker

Marc Prisco is a CFA-designated registered investment advisor, based in Littleton, NH, with 11 years of industry experience.

Location

33 Main Street, Suite 204, Littleton, NH, 03561

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Marc provides technology consulting services, specifically data modeling and data governance process advice for financial technology concerns, since February 2024. This takes a few hours per week.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2025 - Present · 5 mos
Raymond James Financial Services, INC.Broker
December 2025 - Present · 5 mos
Previous Registrations
Raymond James & Associates, INC.
May 2024 - December 2025 · 1 yr 7 mos
Raymond James & Associates, INC.Broker
February 2024 - December 2025 · 1 yr 10 mos
Icapital Markets LLCBroker
November 2023 - January 2024 · 2 mos
Icapital Securities, LLCBroker
March 2023 - November 2023 · 8 mos
Bear, Stearns & CO. INC.Broker
April 2002 - February 2006 · 3 yrs 10 mos
UBS Warburg LLCBroker
December 2000 - May 2002 · 1 yr 5 mos
Painewebber IncorporatedBroker
November 1997 - December 2000 · 3 yrs 1 mo
State Registrations2 states
NHNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Marc Prisco - Financial Advisor | TrueAdvisor