Joseph Gallant
Joseph Gallant is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Westbrook, ME, with 20 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
23 Bridgton Road, Suite 102, Westbrook, ME, 04092
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is an independent insurance agent selling fixed insurance products since 2011, dedicating nearly full-time hours to this activity. He also leases agricultural land, is a partner in Mullaney & Associates LLC and Cahill Davis Group, is a financial professional at Millerick & Associates, and holds a board seat at The Chase Home.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Oppenheimer & CO. INC.Broker
Deutsche Bank Securities INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations28 states
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