Jason Snow is a registered investment advisor at LPL Financial LLC, based in Carlsbad, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Carlsbad, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jason operates Fresh Water Financial as a DBA for his LPL business since 2020. He also owns Fish Tale, LLC for tax/investment purposes and Fishtale, a boat chartering business, dedicating minimal time to the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cooper Capital Group
Northwestern Mutual Investment Services, LLCBroker
American Funds Distributors, INC.
American Funds Distributors, INC.Broker
Mfs Fund Distributors, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Columbia Management Distributors, INC.Broker
Columbia Management Advisors, LLC
Bacap Distributors, LLCBroker
Bacap Distributors, LLC
Stephens INC.
Stephens INC.Broker
Scudder Weisel Capital, LLCBroker
Fidelity Investments Institutional Services Company, INC.Broker
State Registrations7 states
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