Colleen Graff is a registered investment advisor at Cabin Advisors, LLC, based in Laguna Niguel, CA, with 13 years of industry experience. Colleen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 414 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2% of assets under management. Fees are negotiated between the client and representative and may vary based on account size and services provided.
Fee Estimator
Location
30012 Ivy Glenn Dr., Ste 180A, Laguna Niguel, CA, 92677
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Colleen is a Registered Principal at JCC Capital Markets LLC since June 2022, focusing on investment banking, mergers and acquisitions, and private placements. She is also a Registered Principal at Cabin Securities Inc. since March 2021 and VP of Operations at Cabin Advisors, LLC since September 2022.
Employment History
Current Registrations
Cabin Advisors, LLC
Jcc Capital Markets, LLCBroker
Cabin Securities, INC.Broker
Cabin Securities, INC.
Previous Registrations
Syndicated Capital, INC.Broker
Brookstreet Securities CorporationBroker
First Securities USA, INC.Broker
Brookstreet Securities CorporationBroker
Canterbury Capital Services, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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