Norman Harres
Norman Harres is a registered investment advisor at Wells Fargo Advisors, based in Norfolk, VA, with 29 years of industry experience. Norman is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
999 Waterside Dr Ste 1800, Dominion Tower, [V4-Rbo], Norfolk, VA, 23510
Get directionsHistory
Regulatory History (4)
Customer Dispute
July 2017Customer Dispute
September 2016Customer Dispute
July 2008Employment Separation After Allegations
April 2002Other Business Activities
Norman owns rental property in Virginia Beach, VA since 2019. He spends minimal time on this activity.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
Southtrust Securities, LLCBroker
Suntrust Securities, INC.
Suntrust Securities, INC.Broker
Quick & Reilly, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
CUNA Brokerage Services, INC.Broker
Scott & Stringfellow, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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