SB
SB

Steven Brezenski

20 Years of Experience
Norfolk, VA
3 DisclosuresBroker

Steven Brezenski is a registered investment advisor at Wells Fargo Advisors, based in Norfolk, VA, with 20 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

999 Waterside Dr Ste 1800, Dominion Tower, [V4-Rbo], Norfolk, VA, 23510

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2017
Final
Customer Dispute
March 2009
Settled
Regulatory
December 2006
Final
Other Business Activities

Steven inherited book royalties through the Ward Balkin Agency since 2005, requiring minimal time. He also works as an Uber driver, dedicating about a quarter of his time to this activity.

Employment History
Current Registrations
Wells Fargo Advisors
October 2012 - Present · 14 yrs
Wells Fargo Clearing Services, LLCBroker
October 2012 - Present · 14 yrs
Previous Registrations
Edward Jones
February 2007 - October 2012 · 5 yrs 8 mos
Edward JonesBroker
July 2006 - October 2012 · 6 yrs 3 mos
State Registrations13 states
FLGANCNJNVNYPARISCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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