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Frederick Hughes

20 Years of Experience
Norfolk, VA
1 DisclosureBroker

Frederick Hughes is a registered investment advisor at Wells Fargo Advisors, based in Norfolk, VA, with 20 years of industry experience. Frederick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

999 Waterside Dr Ste 1800, Dominion Tower, [V4-Rbo], Norfolk, VA, 23510

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History

Regulatory History (1)
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Customer Dispute
September 2020
Award / Judgment
Other Business Activities

Frederick is a soccer coach for the YMCA of South Hampton Roads, dedicating about 10-20% of his time to this activity. This activity is not investment-related.

Employment History
Current Registrations
Wells Fargo Advisors
September 2012 - Present · 14 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
September 2012 - Present · 14 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2006 - October 2012 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2005 - October 2012 · 6 yrs 11 mos
State Registrations39 states
ALAZCACOCTDCFLGAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNHNJNMNVNYOHORPASCTNTXVAWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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