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Jason Sands

Ameriprise Financial Services, LLC
29 Years of Experience
Westlake Village, CA
6 DisclosuresBroker
View SEC Summary
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Jason Sands is a registered investment advisor at Ameriprise Financial Services, LLC, based in Westlake Village, CA, with 29 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3027 Townsgate Rd, Ste 200, Westlake Village, CA, 91361-5863

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2015
Settled
Customer Dispute
March 2010
Denied
Customer Dispute
November 2009
Settled
Customer Dispute
July 2009
Settled
Customer Dispute
May 2009
Settled
Customer Dispute
March 2008
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2019 - Present · 7 yrs 7 mos
Ameriprise Financial Services, LLC
March 2019 - Present · 7 yrs 7 mos
Ameriprise Financial Services, LLCBroker
March 2019 - Present · 7 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - March 2019 · 8 yrs 2 mos
Wells Fargo Clearing Services, LLC
January 2011 - March 2019 · 8 yrs 2 mos
Wells Fargo Investments, LLC
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Investments, LLCBroker
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Securities INC.Broker
October 1999 - May 2001 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1997 - October 1999 · 2 yrs 5 mos
State Registrations11 states
AZCACOHINVNYOHTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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