James Buto
James Buto is a registered investment advisor at LPL Financial LLC, based in Erie, PA, with 29 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
4631 W Lake Rd, Erie, PA, 16505
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2000Other Business ActivitiesSells Insurance
James sells non-variable insurance, spending minimal time on this activity. He also dedicates nearly full-time hours to Presque Isle Wealth Management, a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Obs Financial Services, INC.
Online Brokerage ServicesBroker
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Mcdonald Investments INC.Broker
Key Investments INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Mark StockardLPL Financial LLC
- Jeffrey Evans, CFPLPL Financial LLC
- Jared Wells, CFPLPL Financial LLC
- Robert NicotraLPL Financial LLC
- Greg DufalaLPL Financial LLC
- Daniel IrvingLPL Financial LLC