James Buto
James Buto is a registered investment advisor at LPL Financial LLC, based in Erie, PA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4631 W Lake Rd, Erie, PA, 16505
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2000Other Business ActivitiesSells Insurance
James sells non-variable insurance, spending minimal time on this activity. He also dedicates nearly full-time hours to Presque Isle Wealth Management, a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Obs Financial Services, INC.
Online Brokerage ServicesBroker
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Mcdonald Investments INC.Broker
Key Investments INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.