Mark Stockard is a registered investment advisor at LPL Financial LLC, based in Erie, PA, with 11 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
4525 Buffalo Road, Erie, PA, 16510
Get directionsHistory
Regulatory History (5)
Financial
July 2021Financial
June 2021Financial
June 2021Financial
April 2021Financial
February 2021Other Business Activities
Mark operates Northwest Investment Services as a DBA for his LPL business. He also works as a financial advisor at Northwest Bank, dedicating minimal time each month during trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
PNC InvestmentsBroker
PNC Investments
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
AXA Advisors, LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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