Greg Dufala
Greg Dufala is a registered investment advisor at LPL Financial LLC, based in Erie, PA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
127 W 6th St, Erie, PA, 16501-1001
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2022Other Business ActivitiesSells Insurance
Greg spends all of his time on Legacy Financial Consulting Services, his LPL business. He also sells fixed life, health, disability, and annuity insurance products, dedicating a few hours per week, and owns a real estate rental property and DBALAFUD Enterprises, LLC, dedicating about 10-20% of his time to the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
PNC InvestmentsBroker
PNC Investments
Natcity Investments, INC.
Natcity Investments, INC.Broker
UBS Financial Services INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.