Stevin Moses
Stevin Moses is a registered investment advisor at Founders Financial Securities, LLC, based in Conroe, TX, with 28 years of industry experience. Stevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 9,021 clients with $3.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
FFS offers several investment management programs. Fees are determined separately for each account and are negotiable, based on factors like assets under management, account structure, and services provided. Fees are generally a percentage of assets under management and can be charged quarterly or monthly, in advance or arrears.
Independence Advisory accounts typically do not exceed 2.50% annually. The Managed Portfolio Program has a fee of 1.65% annually. FCMS Private Wealth Solutions fees do not exceed 1.70% of the first $1,000,000 and 1.40% thereafter, annually. Nationwide Variable Annuity fees do not exceed 1.50% annually.
Some programs have minimum account balances and additional custodial fees that could result in an effective rate greater than the stated percentage.
Location
Conroe, TX
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
March 2016Customer Dispute
March 2016Customer Dispute
October 2015Other Business ActivitiesSells Insurance
Stevin is involved in insurance sales through Sound Choice Financial LLC, offering life, long-term care, and disability insurance products since 2016. This activity requires minimal time.
Employment History
Current Registrations
Founders Financial Securities LLCBroker
Founders Financial Securities, LLC
Previous Registrations
Northstar Wealth Partners LLC
LPL Financial LLC
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
LPL Financial Corporation
People's Securities, INC.Broker
People's Securities, INC.
MML Investors Services, INC.
MML Investors Services, INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
American Express Financial Advisors, INC.
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.