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Thomas Oley

Wells Fargo Advisors
29 Years of Experience
Fort Worth, TX
2 DisclosuresBroker
View SEC Summary
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Thomas Oley is a registered investment advisor at Wells Fargo Advisors, based in Fort Worth, TX, with 29 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

201 Main St, Ste 1700, Fort Worth, TX, 76102

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
June 2025
Final Disposition
Customer Dispute
April 2019
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas's spouse owns Happoley and Healtholey Living, LLC, a health coach business, and he is a check signor. Thomas spends minimal time on this non-investment related activity.

Employment History
Current Registrations
Wells Fargo Advisors
February 2019 - Present · 7 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
February 2019 - Present · 7 yrs 8 mos
Previous Registrations
Comerica Securities
March 2011 - February 2019 · 7 yrs 11 mos
Comerica SecuritiesBroker
March 2011 - February 2019 · 7 yrs 11 mos
NFP Securities, INC.Broker
September 2010 - February 2011 · 5 mos
NFP Securities, INC.
September 2010 - February 2011 · 5 mos
Institutional Securities CorporationBroker
October 2008 - September 2010 · 1 yr 11 mos
Institutional Securities Corporation
October 2008 - September 2010 · 1 yr 11 mos
Crown Capital Securities, L.P.Broker
June 2007 - October 2008 · 1 yr 4 mos
Crown Capital Securities, L.P.
June 2007 - October 2008 · 1 yr 4 mos
Wells Fargo Investments, LLCBroker
October 2006 - May 2007 · 7 mos
Wells Fargo Investments, LLC
October 2006 - May 2007 · 7 mos
H.D. Vest Advisory Services, INC
January 2003 - November 2006 · 3 yrs 10 mos
H.D. Vest Investment ServicesBroker
December 2002 - October 2006 · 3 yrs 10 mos
Morgan Stanley
April 1997 - December 2002 · 5 yrs 8 mos
Morgan Stanley Dw INC.Broker
April 1997 - December 2002 · 5 yrs 8 mos
State Registrations14 states
ALARAZIAILMDMIMSOHPASCSDTXVirgin Islands
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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