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Christopher Smith

15 Years of Experience
Fort Worth, TX
1 DisclosureBroker

Christopher Smith is a registered investment advisor at Wells Fargo Advisors, based in Fort Worth, TX, with 15 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5322 Blue Mound Rd, Fort Worth, TX, 76106

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2011
Settled
Other Business Activities

Christopher owns Carter Madison Real Estate LLC, which involves real estate properties. He dedicates minimal time to this investment-related activity.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
July 2023 - Present · 3 yrs 3 mos
Wells Fargo Advisors
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
September 2021 - July 2023 · 1 yr 10 mos
J.P. Morgan Securities LLC
September 2021 - July 2023 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2017 - September 2021 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2017 - September 2021 · 4 yrs 2 mos
J.P. Morgan Securities LLC
October 2012 - October 2015 · 3 yrs
J.P. Morgan Securities LLCBroker
October 2012 - October 2015 · 3 yrs
Chase Investment Services CORP.
May 2010 - October 2012 · 2 yrs 5 mos
Chase Investment Services CORP.Broker
May 2010 - October 2012 · 2 yrs 5 mos
Edward Jones
February 2009 - April 2010 · 1 yr 2 mos
Edward JonesBroker
February 2009 - April 2010 · 1 yr 2 mos
State Registrations15 states
ARAZCACOFLGAKYMEMIMONCNMTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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