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Hanlu Ye

16 Years of Experience
Fort Worth, TX
1 DisclosureBroker

Hanlu Ye is a registered investment advisor at Wells Fargo Advisors, based in Fort Worth, TX, with 16 years of industry experience. Hanlu is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

201 Main St 4th Fl, [Te-Rbo], Fort Worth, TX, 76102

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2014
Employment History
Current Registrations
Wells Fargo Advisors
June 2019 - Present · 7 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Bbva Wealth Solutions INC.
July 2014 - June 2019 · 4 yrs 11 mos
Bbva Securities INC.Broker
July 2014 - June 2019 · 4 yrs 11 mos
J.P. Morgan Securities LLC
January 2014 - April 2014 · 3 mos
J.P. Morgan Securities LLCBroker
October 2012 - April 2014 · 1 yr 6 mos
Chase Investment Services CORP.Broker
May 2010 - October 2012 · 2 yrs 5 mos
State Registrations7 states
CAILKYLAOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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