MF
MF

Michael Ferrara Fleming

17 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
30 advisors
Number of Clients
2,794 clients
Average Client Portfolio
$460K average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
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Location

725 Glen Cove Ave, Glen Head, NY, 11545

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael owns Fleming Wealth Management & Law Offices, a law firm providing legal advice relating to trusts and estates, dedicating a few hours per week. He also handles the settlement of an estate and is a trustee on three trust accounts, spending minimal time on these activities.

Employment History
Current Registrations
Tsa Management INC
January 2020 - Present · 6 yrs 1 mo
Halliday Financial, LLCBroker
November 2012 - Present · 13 yrs 3 mos
Previous Registrations
Tsa Management INC
May 2017 - December 2019 · 2 yrs 7 mos
Ust Financial Services CORP.Broker
June 1997 - August 2001 · 4 yrs 2 mos
State Registrations12 states
CACTFLLANCNHNJNVNYOKRIVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Michael Ferrara Fleming - Financial Advisor | TrueAdvisor