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Randal Brown

Centaurus Financial, INC.
29 Years of Experience
Fullerton, CA
1 DisclosureBroker
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Randal Brown is a registered investment advisor at Centaurus Financial, INC., based in Fullerton, CA, with 29 years of industry experience. Randal is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.

Centaurus Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
441 advisors
Number of Clients
45,336 clients
Average Client Portfolio
$215K average
Assets Under Management
$9.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

729 N. Harbor Blvd., Fullerton, CA, 92832

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2010
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Randal serves as a volunteer board member and consulting CEO of California Friends Homes. He is also the Managing Director of Briteline Wealth Management, a DBA used for branding and marketing purposes since 2013.

Employment History
Current Registrations
Centaurus Financial, INC.
July 2010 - Present · 16 yrs 3 mos
Centaurus Financial, INC.Broker
July 2010 - Present · 16 yrs 3 mos
Previous Registrations
Briteline Wealth Management Group
July 2010 - December 2020 · 10 yrs 5 mos
LPL Financial CorporationBroker
January 2006 - May 2010 · 4 yrs 4 mos
LPL Financial Corporation
January 2006 - May 2010 · 4 yrs 4 mos
Banc of America Investment Services, INC.
April 2004 - January 2006 · 1 yr 9 mos
Banc of America Investment Services, INC.Broker
April 2004 - January 2006 · 1 yr 9 mos
Morgan Stanley
July 1997 - April 2004 · 6 yrs 9 mos
Morgan Stanley Dw INC.Broker
April 1997 - April 2004 · 7 yrs
State Registrations6 states
AZCAILSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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