CR
CR

Christopher Radici

28 Years of Experience
La Jolla, CA
1 DisclosureBroker

Christopher Radici is a registered investment advisor at UBS Financial Services INC., based in La Jolla, CA, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
Loading...

Location

1200 Prospect St, Suite 100, La Jolla, CA, 92038

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2021
Denied
Other Business Activities

Christopher is the proprietor and owner of Radici Real Estate, a rental real estate business, since 2020. He is also involved with Radici Family Trust, another rental real estate venture, since 2024.

Employment History
Current Registrations
UBS Financial Services INC.
March 2009 - Present · 17 yrs 2 mos
UBS Financial Services INC.Broker
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
Citigroup Global Markets INC.
August 2002 - April 2009 · 6 yrs 8 mos
Citigroup Global Markets INC.Broker
August 2002 - April 2009 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1998 - August 2002 · 3 yrs 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
September 1998 - August 2002 · 3 yrs 11 mos
Ba Investment Services, INC.Broker
May 1997 - July 1998 · 1 yr 2 mos
State Registrations25 states
AZCACOCTFLIDILKYMAMDMNMTNCNJNVNYOHORTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Radici - Financial Advisor | TrueAdvisor