Conrad Cook
Conrad Cook is a registered investment advisor at LPL Financial LLC, based in Birmingham, AL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
246 Inverness Center Drive, Birmingham, AL, 35242
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Regulatory History (1)
Customer Dispute
November 2025Other Business ActivitiesSells Insurance
Conrad may engage in non-variable insurance sales as a result of financial plans, dedicating minimal time to this activity. He also operates Financial Advice and Consulting, LLC as a DBA for his LPL business, spending about a quarter of his time on this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Level Four Advisory Services
LPL Financial LLC
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.