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Conrad Cook

LPL Financial LLC
29 Years of Experience
Birmingham, AL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Conrad Cook is a registered investment advisor at LPL Financial LLC, based in Birmingham, AL, with 29 years of industry experience. Conrad is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

246 Inverness Center Drive, Birmingham, AL, 35242

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History

Regulatory History (1)
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Customer Dispute
November 2025
Pending
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Conrad may engage in non-variable insurance sales as a result of financial plans, dedicating minimal time to this activity. He also operates Financial Advice and Consulting, LLC as a DBA for his LPL business, spending about a quarter of his time on this.

Employment History
Current Registrations
LPL Financial LLC
August 2021 - Present · 5 yrs 2 mos
LPL Financial LLCBroker
February 2005 - Present · 21 yrs 8 mos
Previous Registrations
Level Four Advisory Services
January 2017 - August 2021 · 4 yrs 7 mos
LPL Financial LLC
February 2005 - March 2017 · 12 yrs 1 mo
Morgan Stanley
December 2002 - February 2005 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
May 1997 - February 2005 · 7 yrs 9 mos
State Registrations10 states
ALCAFLGAHIKSOHSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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