Jaime Galvan is a CFP-designated registered investment advisor at Spectrum Strategies, L.L.C., based in Dallas, TX, with 28 years of industry experience. Jaime operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 120 clients.
Compensation
Firm Size
IM Fee
Fee Structure
- Initial financial plan - starts at $1,000, depending on complexity.
- Subsequent reviews (after 12 months) - 50% or less of the original plan cost, with a minimum of $1,000. This rate applies for two years after the original plan date.
- Subsequent reviews (after 3 years) - 50% of the then-current fee schedule for plans at that level of complexity, with a minimum of $1,000. If the client's financial situation has changed substantially, the fee may exceed 50% of the original plan cost.
- Subsequent reviews (every 24 months) - minimum fee of $1,000.
- Consulting services - $150-$200 per hour for a financial planner and $60-$80 per hour for staff. Fixed fee arrangements may also be available.
Location
13455 Noel Road, 20th Floor, Dallas, TX, 75240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jaime does pro-bono work with military families, dedicating minimal time. Jaime is also a partner at Spectrum Strategies, LLC, a financial planning firm and solicitor for IA services, taking about half of their time, and a partner at Spectrum Wealth Strategies, LLC, a financial services firm, but has no duties there.
Employment History
Current Registrations
Spectrum Strategies, L.L.C.
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Raymond James Financial Services, INC.Broker
State Registrations24 states
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