Jaime Galvan is a CFP-designated registered investment advisor at LPL Financial LLC, based in Dallas, TX, with 29 years of industry experience. Jaime is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
14180 North Dallas Pkwy, Suite 425, Dallas, TX, 75254
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jaime does pro-bono work with military families, dedicating minimal time. Jaime is also a partner at Spectrum Strategies, LLC, a financial planning firm and solicitor for IA services, taking about half of their time, and a partner at Spectrum Wealth Strategies, LLC, a financial services firm, but has no duties there.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Spectrum Strategies, L.L.C.
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Raymond James Financial Services, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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