DC
DC
Donald Carlson is a registered investment advisor, based in Kentwood, MI, with 27 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2687 44th Street Se, Kentwood, MI, 49512
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Regulatory History (2)
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Regulatory
November 2025Final
Customer Dispute
August 2023Settled
Other Business ActivitiesSells Insurance
Donald is involved in insurance services and products through Regal Financial Group LLC/Regal Investment Advisors and Regulus Financial Group LLC, and is a part owner of Regal Holdings of America. He also co-founded a charity, "It's Gotta Be The Shoes," dedicating minimal time to it each month.
Employment History
Current Registrations
Regulus Financial Group, LLCBroker
January 2014 - Present · 12 yrs 9 mos
Regal Investment Advisors LLC
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
American Portfolios Advisors, INC
March 2009 - May 2011 · 2 yrs 2 mos
American Portfolios Financial Services, INC.Broker
March 2009 - December 2013 · 4 yrs 9 mos
Sagepoint Financial, INC.Broker
October 2005 - March 2009 · 3 yrs 5 mos
Sunamerica Securities, INC.Broker
January 2003 - October 2005 · 2 yrs 9 mos
USA Financial Securities CorporationBroker
January 2002 - January 2003 · 1 yr
AXA Advisors, LLCBroker
May 2000 - January 2002 · 1 yr 8 mos
Old Kent Financial AdvisorsBroker
August 1999 - May 2000 · 9 mos
State Registrations26 states
ARCACODCFLGAHIIDILINKSKYMDMIMONCNENHOHORPASDTXWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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