Thomas Barbaccia
Thomas Barbaccia is a registered investment advisor at Osaic Wealth, INC., based in West Palm Beach, FL, with 28 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
West Palm Beach, FL
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Regulatory History (2)
Customer Dispute
January 2024Customer Dispute
May 2017Other Business ActivitiesSells Insurance
Thomas is a songwriter/performer, president of Thomas J Barbaccia Associates Inc. selling fixed insurance (mostly health), and a financial advisor with Securities America Advisors. As a financial advisor, Thomas provides wealth management, buys/sells securities, and sells various insurance and investment products, dedicating about a quarter of his time to this role.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Esi Financial Advisors
Equity Services, INC.Broker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
Signator Investors, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
May, Davis Group INC.Broker
Worthington Capital Group, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.