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Annette Manon

Mora Capital Management, LLC
28 Years of Experience
Miami, FL
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Annette Manon is a registered investment advisor at Mora Capital Management, LLC, based in Miami, FL, with 28 years of industry experience. Annette is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 685 clients with $1.9B in assets under management.

Mora Capital Management, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
31 advisors
Number of Clients
685 clients
Average Client Portfolio
$2.8M average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)
Minimum Annual Fee:$2,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K0.50%
$500K - $1.0M0.50%
$1.0M - $5.0M0.50%
$5.0M - $20.0M0.50%
$20.0M - $50.0M0.50%
$50M+0.50%

All fees are negotiable. Institutional clients may pay as low as 0.50%. Certain accounts may be subject to performance-based fees of up to 20%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1450 Brickell Avenue, Suite 2900, Miami, FL, 33131

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2013
Final
Employment Separation After Allegations
August 2012
Customer Dispute
July 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Annette is associated with Boreal Capital Management, LLC, a registered investment advisor. She is also a shareholder in four holding companies for real estate property in the Dominican Republic, part of her family wealth, and dedicates no time to these companies.

Employment History
Current Registrations
Mora Capital Management, LLC
August 2013 - Present · 13 yrs 2 mos
Mora Capital Securities LLC
December 2012 - Present · 13 yrs 10 mos
Mora Capital Securities LLCBroker
December 2012 - Present · 13 yrs 10 mos
Previous Registrations
LPL Financial LLC
December 2003 - August 2012 · 8 yrs 8 mos
LPL Financial LLCBroker
November 2003 - August 2012 · 8 yrs 9 mos
Riggs Securities INC.
December 2002 - November 2003 · 11 mos
Riggs Securities INC.Broker
December 2002 - November 2003 · 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
December 1997 - August 2002 · 4 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1997 - August 2002 · 4 yrs 9 mos
State Registrations3 states
CAFLTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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