Rafael Moreno
Rafael Moreno is a registered investment advisor at Boreal Capital Management LLC, based in Miami, FL, with 24 years of industry experience. Rafael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 719 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $20.0M | 0.75% |
| $20.0M - $50.0M | 0.60% |
| $50M+ | 0.50% |
Fees are negotiable. Some portfolios of qualified or non-US investors can also have variable performance fees of up to 20%.
Fee Estimator
Location
1450 Brickell Avenue, Suite 2900, Miami, FL, 33131
Get directionsHistory
Regulatory History (3)
Regulatory
April 2016Regulatory
August 2013Employment Separation After Allegations
August 2012Other Business Activities
Rafael is the VP of El Rio Condominium Association, meeting for one hour monthly without compensation. This activity is outside of business hours and requires minimal time.
Employment History
Current Registrations
Boreal Capital Management LLC
Boreal Capital Securities LLC
Boreal Capital Securities LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Riggs Securities INC.
Riggs Securities INC.Broker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.