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Juan Doria

Mora Capital Management, LLC
26 Years of Experience
Miami, FL
2 DisclosuresBroker
View SEC Summary
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Juan Doria is a registered investment advisor at Mora Capital Management, LLC, based in Miami, FL, with 26 years of industry experience. Juan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 685 clients with $1.9B in assets under management.

Mora Capital Management, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
31 advisors
Number of Clients
685 clients
Average Client Portfolio
$2.8M average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)
Minimum Annual Fee:$2,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K0.50%
$500K - $1.0M0.50%
$1.0M - $5.0M0.50%
$5.0M - $20.0M0.50%
$20.0M - $50.0M0.50%
$50M+0.50%

All fees are negotiable. Institutional clients may pay as low as 0.50%. Certain accounts may be subject to performance-based fees of up to 20%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1450 Brickell Avenue, Suite 2900, Miami, FL, 33131

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2017
Withdrawn
Criminal
November 1993
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Juan is affiliated with Boreal Capital Management, LLC and Boreal Capital Securities, LLC, providing advisory and investment services. He may cross-refer clients from ProviCapital and receive 15% of the generated revenue, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Mora Capital Management, LLC
June 2018 - Present · 8 yrs 4 mos
Mora Capital Securities LLCBroker
May 2018 - Present · 8 yrs 5 mos
Previous Registrations
Ucap Asset Management LLC
November 2017 - June 2018 · 7 mos
Ucap Asset Management LLC
November 2017 - December 2017 · 1 mo
Ucap Securities LLCBroker
March 2017 - May 2018 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2009 - March 2017 · 7 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2001 - March 2017 · 15 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1999 - May 2000 · 1 yr 4 mos
State Registrations2 states
FLNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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