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KB
CFP · ChFC
KB
CFP · ChFC

Kenneth Bertucci

LPL Financial LLC
28 Years of Experience
New Orleans, LA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Kenneth Bertucci is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in New Orleans, LA, with 28 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1321 Hickory Ave, Suite 100, New Orleans, LA, 70123

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kenneth operates under several DBAs for his LPL business, including Bertucci & Labiche Private Wealth Management, Retirement Planning Partners, and Bertucci Wealth Management, LLC, dedicating nearly full-time hours to the latter. He also owns Bertucci and Labiche Properties, LLC, a real estate rental business, and is a non-variable insurance agent, dedicating minimal time to each.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2006 - Present · 20 yrs 2 mos
LPL Financial LLC
August 2006 - Present · 20 yrs 2 mos
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
August 1998 - August 2006 · 8 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1997 - August 2006 · 8 yrs 9 mos
State Registrations10 states
ALCAFLGAILLAMSNCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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