Kristen Mcconville
Kristen Mcconville is a registered investment advisor at LPL Financial LLC, based in New Orleans, LA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
New Orleans, LA
Get directionsHistory
Regulatory History (1)
Criminal
June 2005Other Business Activities
Kristen is involved with Jena Street Investments LLC, a real estate rental business, since 2012. This investment-related activity takes minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Wachovia Securities Financial Network, LLCBroker
Ryan Beck & CO.Broker
UBS Painewebber INC.Broker
Salomon Smith Barney INC.Broker
UBS Warburg LLCBroker
Lazard Freres & CO. LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.