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BB
CFP
BB
CFP

Brian Broussard

LPL Financial LLC
28 Years of Experience
New Orleans, LA
Broker
View SEC Summary
View SEC Summary

Brian Broussard is a CFP-designated registered investment advisor at LPL Financial LLC, based in New Orleans, LA, with 28 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

201 Evans Road, Suite 311, New Orleans, LA, 70123

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian operates under two DBAs for his LPL business: BRIAN P. BROUSSARD, CFP, LLC and Brian P. Broussard, CERTIFIED FINANCIAL PLANNER(TM), L.L.C., dedicating nearly full-time hours to these activities. He also works as an adjunct professor at Tulane University, teaching finance courses for about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLC
November 2004 - Present · 21 yrs 11 mos
LPL Financial LLCBroker
November 2004 - Present · 21 yrs 11 mos
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
September 1999 - November 2004 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1998 - November 2004 · 6 yrs 2 mos
State Registrations11 states
ALCAFLLAMAMSNHORSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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