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Travis Ramsdell

Esi Financial Advisors
27 Years of Experience
Rocky Hill, CT
1 DisclosureBrokerSells Insurance
View SEC Summary
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Travis Ramsdell is a registered investment advisor at Esi Financial Advisors, based in Rocky Hill, CT, with 27 years of industry experience. Travis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 12,379 clients with $2.8B in assets under management.

Esi Financial Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
536 advisors
Number of Clients
12,379 clients
Average Client Portfolio
$224K average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.5M0.75%
$2.5M - $5.0M0.60%
$5.0M - $10.0M0.50%
$10M+0.35%

Rates reflect the primary schedule used in programs like American Funds and Schwab Retirement Advisor Services. Other programs have different maximum fees (AssetMark up to 1.50%, Saratoga up to 2.00%, SEI up to 1.75% plus 0.05% administrative fee). Actual fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

175 Capital Boulevard, 4th Floor, Rocky Hill, CT, 06067

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2018
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Travis is involved with several organizations, including Associated Business Contractors, 360 Federal Credit Union, Construction Education Center, and Foundation Wealth Partners where he is President & CEO and owner. He also works with Wealthbridge Financial Group and provides financial wellness consulting, and sells insurance products through Foundation Wealth Partners.

Employment History
Current Registrations
Esi Financial Advisors
January 2005 - Present · 21 yrs 9 mos
Equity Services, INC.Broker
May 2004 - Present · 22 yrs 5 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
April 1999 - January 2002 · 2 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
January 1999 - April 2004 · 5 yrs 3 mos
State Registrations17 states
CACTDCFLILMAMDMENCNHNYPARISCUTVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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