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Anthony Saba

Bahl & Gaynor LLC
28 Years of Experience
Oswego, IL
Broker
View SEC Summary
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Anthony Saba is a registered investment advisor at Bahl & Gaynor LLC, based in Oswego, IL, with 28 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 889 clients with $21B in assets under management.

Bahl & Gaynor LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
889 clients
Average Client Portfolio
$23.6M average
Assets Under Management
$21.0B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Minimum Annual Fee:$10,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.85%
$3.0M - $5.0M0.65%
$5M+0.50%

Fees and services are negotiable. The minimum annual account fee is $10,000, which may be waived or discounted.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Oswego, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony is a registered representative with Quasar Distributors, LLC, which is not affiliated with Bahl & Gaynor, Inc., or its affiliates.

Employment History
Current Registrations
Bahl & Gaynor LLC
February 2024 - Present · 2 yrs 8 mos
Quasar Distributors, LLCBroker
November 2023 - Present · 2 yrs 11 mos
Quasar Distributors, LLC
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
First Trust Portfolios L.P.Broker
February 2021 - October 2023 · 2 yrs 8 mos
First Trust Advisors LP
February 2021 - October 2023 · 2 yrs 8 mos
Advisors Asset Management, INC.
July 2007 - February 2021 · 13 yrs 7 mos
Advisors Asset Management, INC.Broker
July 2007 - February 2021 · 13 yrs 7 mos
Claymore Advisors, LLC
March 2004 - July 2007 · 3 yrs 4 mos
Claymore Securities, INC.
June 2003 - July 2004 · 1 yr 1 mo
Claymore Securities, INC.Broker
March 2002 - July 2007 · 5 yrs 4 mos
Nuveen InvestmentsBroker
December 1999 - December 2001 · 2 yrs
John G. Kinnard and Company, IncorporatedBroker
January 1998 - July 1999 · 1 yr 6 mos
State Registrations2 states
ILWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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